-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, g+YiyrfdM1pT45BEwQiWyvEwoIdkNoVw/B+sGGHpwcDX/sr9Bc/M0Z3pGLN9eJoa RtQAi3/TUBC6AQCfVNyuFA== 0000003327-95-000014.txt : 19950515 0000003327-95-000014.hdr.sgml : 19950515 ACCESSION NUMBER: 0000003327-95-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10375 FILM NUMBER: 95510037 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAVIN LEONARD H /IL/ CENTRAL INDEX KEY: 0000917992 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* ALBERTO-CULVER COMPANY (Name of Issuer) CLASS A COMMON STOCK, $.22 par value per share (Title of Class of Securities) 013068200 (CUSIP Number) Check the following box if a fee is being paid with the statement . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 013068200 Page 2 of 4 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LEONARD H. LAVIN 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 2,448,101** 6 SHARED VOTING POWER 1,403,703** 7 SOLE DISPOSITIVE POWER 2,448,101** 8 SHARED DISPOSITIVE POWER 1,403,703** 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,851,804** 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Excluded are: 1,532,825 and 1,113,659 Class B shares held by Lavin's spouse directly and as co-trustee of a trust for her benefit, respectively; and 234,764 Class A shares and 477,164 Class B shares held by Lavin's spouse as trustee or co-trustee of trusts for the benefit of their adult children and grandchildren. Lavin disclaims beneficial ownership of such shares. X 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9). 27.32%** 12 TYPE OF REPORTING PERSON * IN * SEE INSTRUCTIONS BEFORE FILLING OUT! ** Includes shares of the Issuer's Class B common stock, $.22 par value ("Class B shares"), which are immediately convertible at the holder's option on a share for share basis into shares of Class A common stock. CUSIP No. 013068200 SCHEDULE 13G Page 3 of 4 Item 1(a). Name of Issuer: Alberto-Culver Company Item 1(b). Address of Issuer's Principal Executive Office: 2525 Armitage Avenue Melrose Park, Illinois 60160 Item 2(a). Name of Person Filing: Leonard H. Lavin ("Lavin") Item 2(b). Address of Principal Business Office or, if None, Residence: 2525 Armitage Avenue Melrose Park, Illinois 60160 Item 2(c). Citizenship: United States citizen Item 2(d). Title of Class of Securities: Class A common stock, $.22 par value per share ("Class A shares") Item 2(e). CUSIP Number: 013068200 Item 3. Not Applicable Item 4. Ownership. (a) Amount Beneficially Owned: 3,851,804 Class A shares (b) Percentage of Class: 27.32% (c) Number of shares as to which such person has: (i) Sole power to vote: 2,448,101 Class A shares (ii) Shared power to vote: 1,403,703 Class A shares (iii) Sole power to dispose: 2,448,101 Class A shares (iv) Shared power to dispose: 1,403,703 Class A shares Includes shares of Issuer's Class B shares, which are immediately convertible at the holder's option on a share for share basis into Class A shares. Does not include: 1,532,825 and 1,113,659 Class B shares held by Lavin's spouse directly and as co-trustee of a trust for her benefit, respectively; and 234,764 Class A shares and 477,164 Class B shares held by Lavin's spouse as trustee of trusts for the benefit of their adult children and grandchildren. Lavin disclaims beneficial ownership of such shares. 1,113,659 Class B shares are held as co-trustee with Carol L. Bernick of a grantor annuity trust for the benefit of Lavin; and 278,044 Class A shares and 12,000 Class B shares are held in the name of Lavin Family Foundation, a charitable foundation of which Lavin is the President and a Director. CUSIP No. 013068200 SCHEDULE 13G Page 4 of 4 In April 1994, 1,100,000 Class B shares were transferred to Lavin as beneficiary of a grantor annuity trust. Lavin thereafter transferred 1,600,000 Class B shares to himself and Carol L. Bernick as co-trustees of a grantor annuity trust for Lavin's benefit. In December 1994, 525,678 and 486,341 Class B shares were transferred to Lavin as beneficiary of two grantor annuity trusts and on January 3, 1995, 327,696 and 664,306 Class B shares were transferred to Lavin as beneficiary of two grantor annuity trusts. Thereafter, on January 3, 1995, Lavin transferred 2,000,000 Class B shares to himself and Carol L. Bernick as co-trustees of a grantor annuity trust for his benefit. Except for the transfer of 2,000,000 Class B shares by Lavin in January 1995, all of the shares and transactions above have previously been or will be reported on the appropriate Schedules 13D. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1995 Signature: /S/ Leonard H. Lavin -----END PRIVACY-ENHANCED MESSAGE-----